Regulatory Compliance Specialist | Wirtschaftswissenschaftler (m/w/d)

TARGOBANK AG

Düsseldorf, Nordrhein-Westfalen, Deutschland
Published Oct 1, 2025
Full-time
No information

Job Summary

This position as a Regulatory Compliance Specialist focuses on safeguarding the bank's adherence to critical financial regulations, including WpHG, IDD, and BaFin guidelines, specifically within the retail product segments (securities, insurance, investment, and credit). Day-to-day responsibilities involve planning and executing monitoring measures, providing expert consultation to specialized departments, and developing and delivering compliance training for staff. A major component of the role is translating complex future regulatory mandates, such as the Retail Investment Strategy, into actionable operational processes and drafting necessary business instructions. Candidates must possess a completed degree in Law or Economics, or substantial professional experience in banking or insurance brokerage. Essential requirements include deep knowledge of IDD and BaFin regulations, proven experience in operational control activities, and proficiency in managing internal and external audits.

Required Skills

Education

Completed degree in Law, Economics, or a comparable qualification

Experience

  • Long-term professional experience in insurance brokerage or banking (if degree requirement is not met)
  • Experience in operational control activities within insurance brokerage, credit, investment, and securities business
  • Knowledge in developing, applying, and evaluating control processes and sampling models
  • Experience in implementing legal requirements into operational processes, including creating work instructions
  • Professional experience managing internal and external audits

Languages

English (Intermediate)

Additional

  • Not specified