Head of Risk & Deputy AML Officer | Head of Risk & Deputy AML Officer (Portfolio Management / AMC Products)
Blackshield Capital AG
Job Summary
We are seeking a highly qualified Head of Risk and Deputy AML Officer to join a Zurich-based investment and portfolio management firm specializing in structured products and Actively Managed Certificates (AMCs). This strategic role requires an in-depth understanding of the Swiss regulatory environment, including FinSA, FinIA, AMLA, and AMLO-FINMA. Day-to-day responsibilities involve designing, implementing, and continuously improving the company’s Risk Management Framework in compliance with FINMA and SRO standards. You will also serve as the Deputy AML Officer, ensuring full adherence to CDD/KYC requirements and ongoing monitoring. The successful candidate must possess 7+ years of experience in risk management or compliance within financial institutions and a proven track record of supervising AMC structures. This position offers involvement in innovative structured product initiatives, exposure to complex cross-border legal frameworks, and a competitive environment within a regulated international team.
Required Skills
Education
Master’s or PhD in Economics, Finance, Law, or a related field
Experience
- 7+ years of professional experience in risk management, compliance, or AML within Swiss or international financial institutions
- Proven record of launching and supervising Actively Managed Certificate (AMC) structures and working with issuers and structured-product platforms
- Solid experience in reviewing and negotiating SPA and framework agreements
Languages
Additional
- Ethical integrity, independence, and professional discretion are essential. Must possess the ability to manage multi-jurisdictional compliance challenges.